Fostering Resilience in Challenging Times

Lee Ann Banaszak and Ilonka Oszvald

It is easy to feel disheartened in the current environment of funding cuts to research and higher education and for those of us based in the United States, it’s hard to avoid the daily onslaught of bad news from the media, colleagues, and friends. Many of us know someone whose position was “DOGEd” out of existence, who lost funding for their lab or department, or whose field was “cancelled” by the current administration. There are, however, bright spots and we had a chance to experience these personally on a recent trip to Berlin.

We took part in a workshop on “Building Resilient Higher Education Systems: A Transatlantic Perspective” hosted by the Mellon Foundation and the Alexander von Humboldt Foundation. The event brought together representatives from US and European funding organizations, nonprofits, and universities to examine examples of resilience, and consider the current and potential threats to academic freedom in the United States and Europe. The discussion was held under the Chatham House Rule.

Participants in the meeting included experts studying and providing benchmarks on academic freedom across the Atlantic and around the world, such as the Friedrich-Alexander-Universität Erlangen-Nürnberg, which, in collaboration with the V-Dem Institute at the University of Gothenburg, produces the annual Academic Freedom Index; the Public Religion Research Institute; and the University College London. Representatives of organizations that provide support and advocacy for research and higher education such as the Alliance for Higher Education, Democracy Forward, the Lumina Foundation, and the New America Foundation also shared their perspectives on approaches toward safeguarding academic freedom and building resilience within higher educational institutions. We learned that simply reacting to events is not sufficient; we must consider the legislative, funding, and governance structures of different countries to chart a way forward.    

We were also honored to attend the 2026 Philipp Schwartz Forum, which coincided with the tenth anniversary of the Philipp Schwartz Initiative—a program that allows researchers subject to threat in their countries of origin to continue their work at German universities and research institutions. It was inspiring to meet researchers from countries like Syria, Ukraine, Turkey, and Venezuela and hear about their projects. We met incredible researchers—from a scholar working on the symbolism of fashion and clothing manufacturing in the Soviet Union to a scholar working on large language models in Pashto. We also met a physician studying the effects of war on the cardiovascular systems of women. During the second day of the forum, we saw some incredible advocacy occurring among Philipp Schwartz alumni—from one who had developed training to support the mental health of at-risk and exiled scholars to a group of scholars from Afghanistan creating on-line training modules for women in their homeland interested in careers in technology.

This inspiring week in Berlin underscored the importance of keeping transatlantic dialogue alive during politically challenging times. While the challenges faced by researchers and higher educational institutions in the United States are often in the spotlight, Germany has important state elections this fall and many of the questions we have been grappling with stateside are likely to become very real, very fast for Germans. People-to-people connections through exchange programs, research collaborations, and institutional partnerships are more important than ever; they allow us to learn from each other and find solutions to the many problems facing our world today.

The examples of resilience we encountered in Berlin were possible only through creativity, proactive approaches, a collaborative spirit, and sustained moral and financial support. There is much that those of us in US higher education can learn from understanding the systems across the Atlantic—their strengths, their pressures, and the national contexts that shape them. Continued dialogue and collaboration may not yield immediate or permanent solutions, but they ensure that none of us are navigating these challenges alone. By listening to one another, sharing what works, and remaining open to new perspectives, we make the path forward not only more informed, but more hopeful.

The Personal Foundations of Transatlantic Collaboration

Jessica Strattard Hamilton and Christian Strowa

Transatlantic collaboration is sustained not only by agreements, but by engagement. It is accomplished not only through strategy, but through experience and through personal connections. Its foundations are solid, but should not be taken for granted.

In recent months, we traveled across the United States as part of the German Research and Innovation Tour (GRIT), meeting with university leadership, administrators, policymakers, alumni, and students across the American Southwest, Midwest, and Florida. Our mission: to highlight avenues for collaboration; strengthen the human and institutional ties that underpin transatlantic research partnerships; and cultivate collaboration through institutions and individuals who carry agreements beyond signatures and ceremony into real-world connections.

Coordinated through the German Embassy’s Science,Technology, and Space Section, the tour brings together organizations representing complementary parts of the German science, research and funding continuum, each fulfilling distinct roles in enabling collaboration. The German Academic Exchange Service (DAAD) advances academic mobility and institutional partnerships; American Friends of the Alexander von Humboldt Foundation (AFAvH) promotes the programs of the Alexander von Humboldt Foundation (AvH) and activates long-term, people-centered networks rooted in scholarly exchange in the United States; the German Research Foundation (DFG) supports excellent research projects across all disciplines while promoting international collaboration; the German Center for Research and Innovation (DWIH) connects innovation ecosystems across academia, industry, and policy makers; the Max Planck Institutes, FL, contribute world-leading fundamental research expertise and institutional partnership opportunities; and Fraunhofer USA facilitates applied research and industry-facing engagement.

Together, this group creates multiple entry points for collaboration, engaging participants from students through advanced researchers, as well as institutions.

By joining forces, GRIT partners showcase the full range of funding opportunities, expertise, and transatlantic networks that Germany offers. These networks—alumni, fellows, visiting professors, research ambassadors, friends, and partners—frequently serve as bridges across institutional and programmatic boundaries, reinforcing awareness of opportunities and strengthening connections within the broader transatlantic research community.

Across three tours, team GRIT has so far visited a toal of 14 univeristies, research institutions, and stakeholders, including Arizona State University, Michigan State University, Case Western Reserve in Ohio, Purdue University in Indiana, and the University of Florida in Gainesville. Throughout, there was a strong alignment of university focus areas with strategic priorities outlined in Germany’s recently deployed High Tech Agenda, including AI, quantum technologies, microelectronics, and biotechnology. In some cases, strategic partnerships had already been formed. In others, there was a strong interest in exploring further options for collaboration, supported through existing funding schemes and networks, including Germany alumni.

Alumni engagement across the tours revealed a consistent theme: Individuals do not view their affiliations in isolation. Many participate in multiple German funding programs, (e.g., DAAD alumni later become Humboldtians, or Humboldtians are hosted by Max Planck Institutes) and see themselves more broadly as beneficiaries of Germany’s long-standing investment in research and mobility. These networks are cumulative and mutually reinforcing, shaped by shared experience and sustained engagement rather than individual programs alone.

GRIT visits generally follow a consistent structure: strategic discussions with university leadership, funding presentations for campus audiences interested in collaboration with German partners, often including alumni perspectives on transatlantic exchange; and a networking portion that connects current and prospective alumni of German programs. Together, these engagements catalyze collaboration.

These interactions reinforce a consistent pattern in which collaboration increasingly develops through personal, sub-national, and institutional channels. National agreements establish enabling conditions. Sustained partnership emerges through researchers, faculty, students, universities, and regions acting directly.

The recent Joint Declaration of Intent (JDI) between Germany and the State of Florida illustrates this dynamic. Governmental alignment opened space for engagement, while GRIT outreach translated intent into activity by connecting researchers, students, and administrators, giving practical expression to the agreement’s commitments, and demonstrating how sustained engagement brings policy aspirations into lived collaboration.

Investment in human capital is equally critical. GRIT programs emphasize the circulation of talent rather than one-directional exchange, building communities of researchers who maintain life-long collaborations. These networks sustain cooperation long after formal agreements expire and remain among the most reliable drivers of long-term partnerships Science diplomacy is ultimately carried forward through people, trust, and relationships. And it’s role has never been more vital than it is now.

Our recent tours underscored a central lesson: transatlantic collaboration thrives when cultivated through complementary institutional roles, shared priorities, and sustained personal connection. It is not self-sustaining. Budgetary constraints, political uncertainty, and shifting priorities risk narrowing international engagement unless deliberate efforts are made to maintain it.

The work ahead therefore must focus on persistent stewardship rather than invention. It will involve sustaining mobility pipelines, cultivating and activating alumni networks, reinforcing institutional dialogue, and ensuring that collaborative opportunities are visible and accessible. Initiatives like GRIT show that when organizations with distinct but complementary missions act together, collaboration moves from aspiration to implementation.

Transatlantic partnership is formed and sustained through people—those willing to engage, build trust, exchange ideas, and share ambition in confronting global challenges. In the current geopolitical climate, that choice carries particular significance. By cultivating collaboration across institutional, regional, and personal levels, we collectively reinforce relationships essential not only to innovation, but to the resilience of international cooperation.

The GRIT partner organizations have helped shape transatlantic ties for decades, and in some cases for more than a century. These relationships have endured crises before, weathering wars, financial shocks, and the disruptions of the Covid era. This is a moment to reaffirm their value: the contribution of international research partnerships to scientific progress and societal advancement; the benefits of talent circulation and academic exchange, including cultural, social, and economic gains; and the personal connections that emerge through engagement across borders.

These relationships are built not only through institutions, but through experience. Re-discovering one’s own culture by experiencing another, forming lifelong friendships, and maybe even finding love, are all part of the international student and research experience. GRIT will continue to lay the groundwork at the institutional level. At the personal level, sustaining these relationships rests with all of us.

AvH Research Unites: Strategic Priorities in Turbulent Times

Authored by Elisabeth Malsch, PhD and Jessica Strattard Hamilton, CFRE

We had the honor of taking part in the 2025 Alexander von Humboldt Foundation Annual Meeting in Berlin, where Jessica and I joined fellow American Friends of AvH board members Sumit Ganguly, Dale Medearis, Matthew Roller, and Andrea Stith. It was my second Annual Meeting; my first was 20 years ago during my Humboldt fellowship. In many ways, the event is impervious to time. The sight of children from around the world playing lawn games together embodies hope for a peaceful and collaborative future and is almost as impactful as the awesome depth of knowledge and breadth of experience represented by the awardees in attendance from across the globe. For me, this year’s meeting carried a special resonance; it was a full-circle moment that underscored the continuum of the Humboldt experience—from individual fellowship to stewardship.

In his remarks at Bellevue Palace, Federal President Frank-Walter Steinmeier reminded us that:

The truth—in the sense of scientific knowledge and political honesty—needs the support of all of us more than ever.

His words resonated as both affirmation and challenge. At a time when truth itself is contested, science must serve as a steady anchor, and networks like those of the AvH are crucial to sustaining it. During one of my morning walks, I happened upon Checkpoint Charlie and was reminded of how quickly change can occur. Sometimes gradually, sometimes suddenly—but always reshaping the landscape. The same is true of the global scientific environment. We must be vigilant, adaptable, and committed to building bridges where others see walls.

In addition to touring the Free University of Berlin, we joined the Round Table USA, an event coordinated by Katrin Amian to connect US Humboldtians and Fulbright scholars. Our discussions underscored the need to sustain our network and to create space for fact-based dialogue on issues ranging from climate science and history to diversity, politics, science diplomacy, and AI. Participants reflected on the mounting pressures on international collaboration, noting that US federal support for research and exchange is both declining and increasingly politicized, while philanthropic interest in transatlantic partnerships remains niche and competitive. At the same time, Germany is stepping forward with renewed vigor, as evidenced by the launch of the Global Minds Initiative. Alumni reaffirmed what many of us know to be true: the Humboldt fellowship often marks a pivotal turning point in careers, creating not just professional opportunity but a durable, values-driven network built on trust, reciprocity, and long-term investment in people.

Looking ahead, our conversations in Berlin pointed to several priorities: keeping alumni connected in meaningful ways, ensuring that transatlantic research pathways remain open and flexible, amplifying the voices of Humboldtians working under pressure, and cultivating the next generation of researchers who may otherwise hesitate to pursue international opportunities. These are not abstract goals but practical steps that AFAvH can help advance, serving as a transatlantic anchor in turbulent times.

Accordingly, we reaffirm that diverse perspectives and a vibrant network of connections are not only at the heart of the Humboldt experience but also the tools we must use to meet this moment. By fostering belonging among alumni, sustaining flexible pathways for collaboration, amplifying voices under pressure, and inspiring the next generation of researchers, we can ensure that the Humboldt Network continues to deliver impact across borders. In turbulent times, this commitment becomes not just valuable, but essential.

Professor George Leitmann: A Life of Bridging Continents and Championing Humanity

Christian Hänel

“I’ve decided not to sleep much anymore. Because this is not the time to be asleep,” Professor George Leitmann remarked to me on a sunny February afternoon in Northern California. When I met George, he was ninety-nine years old. Born in Austria in 1925, he fled from Nazi Germany at the age of fifteen, crossing the Atlantic and landing in New York City. His father did not make it; he perished in a concentration camp.

When George was nineteen, he enlisted in the US Army and returned to Europe. He was among the troops who liberated the Landsberg concentration camp, one of the eleven Dachau satellites. After the war, he served as an interrogator at the Nuremberg Trials at just twenty years old. He questioned high-ranking military figures such as General Heinz Guderian, former guards at concentration camps, and Margarete Himmler, the widow of Heinrich Himmler, the chief architect of the Holocaust.

Later, George went onto a distinguished career as a professor of engineering science at the University of California, Berkeley, specializing in optimal control and dynamic game theory. And he became a Humboldtian, researching, and forming lasting friendships in the country that had once murdered his father. For decades, George worked to foster transatlantic relations. He built intellectual and human bridges between Germany and the United States that continue to shape bilateral understanding to this day. Recognizing the need for a stronger organizational presence of Humboldt alumni in the United States, Leitmann became the founding president of the Alexander von Humboldt Association of America in the late 1980s.

At a time when the Cold War still cast a long shadow and US–German relations were rapidly evolving, George’s initiative was visionary. He understood that alumni of the Humboldt Foundation—individuals who had lived, researched, and taught in both countries—formed a vital reservoir of goodwill and mutual understanding. Under his leadership, the association created opportunities for continued scholarly exchange, fostered alumni networks across the United States, and laid the foundation for what would later become American Friends of the Alexander von Humboldt Foundation: a professional and philanthropic organization devoted to advancing the transatlantic mission of the Humboldt Foundation.

George’s efforts were not merely administrative; they were deeply human. He believed that science and research could transcend political ideologies and national boundaries, and he embodied the principle that diplomacy does not belong solely to states—it can also belong to scientists, educators, and civil society. In this spirit, he mentored younger scholars, welcomed visiting researchers from Germany, and continued to advocate for the power of academic mobility long after his formal retirement. His work helped ensure that Humboldt alumni in the United States remained connected not only to Germany, but also to each other, creating a durable web of transatlantic relationships that has withstood political headwinds and shifting institutional landscapes.

Today, as we face rising tides of nationalism, populism, and suspicion of international cooperation, George’s life story resonates more than ever. At a time when political rhetoric often emphasizes division and isolation, his legacy reminds us that individual action—rooted in empathy, intellectual openness, and historical awareness—can foster connection across even the deepest divides. George Leitmann was not naïve about the challenges of our world; after all, he had lived through some of its darkest chapters. Yet he chose collaboration over cynicism, and bridge-building over bitterness. That choice is a testament both to his character and to his enduring contribution to transatlantic relations.

I had the privilege of sitting for hours with George at the small bistro in his senior residence in Berkeley. Gazing out the window, he sighed before turning to me with a look of concern. “I’m pessimistic,” he admitted. He saw parallels today to what he had witnessed before. Our free democracies, founded on the rule of law, are under threat—threatened from within. Democracies can turn into dictatorships. As we discussed this, we thought about both sides of the Atlantic.

George politely expressed frustration that few seemed willing to heed his warnings. “I think it’s psychological,” he reflected. “Everyone is consumed by their own little problems. People just want to be happy. They want to shield themselves from the unpleasant. Until it’s too late.”

During our conversation, we agreed on the importance of applying the lessons of the past to the present to ensure a peaceful, free, and sustainable future. “There is no collective guilt for a society over horrific actions in a dark past,” George asserted. “But there is a collective responsibility to keep that memory alive—so it doesn’t happen again.”

A few months later, on May 19th, George passed away—just days before his one-hundredth birthday.

In honoring Professor George Leitmann, we pay tribute not only to an outstanding scholar, but also to a role model for how a single life, with humility and perseverance, can help shape the course of international understanding. His example challenges us to look beyond our borders, to seek common purpose in shared knowledge, and to invest in the people-to-people relationships that underpin lasting peace. In a fractured world, his legacy remains whole—and wholly inspiring.

Maintaining Scientific Progress in the Changing Research Landscape

Lee Ann Banaszak

Many Humboldtians have no doubt been concerned about recent directives from the federal government regarding science research. At Pennsylvania State University where I teach, for example, one of my colleagues was among hundreds nationwide to have an active research grant cancelled mid-research. Moreover, the ordered reduction of indirect cost rates to 15% for National Institutes of Health grants will result in a shortfall of over 40 million dollars in the Penn State budget if the current court-ordered pause is lifted. At many other universities, the shortfall is significantly higher. All of this has led many scientists to worry about the future of science in the United States, and many students are questioning if there is a future career to be had in scientific research. Will the recent directives halt the discovery of important new scientific insights, and what will be the impact on the production of future scientific knowledge?

My perspective on the future of scientific inquiry is colored by a colleague’s recent book on science, which emphasizes the internationalization of scientific inquiry. David Baker and Justin Powell’s book Global Mega-Science (Stanford University Press, 2024) examines the development of scientific knowledge over the twentieth and twenty first centuries and notes two different prevailing trends. Increases in government funding alone do not account for the great scientific innovation we see over that time period; rather, they argue that the rise in scientific discovery was aided by two other major shifts. The first was the emergence of the modern research university; the second was the explosion of international collaboration among scientists.

Baker and Powell argue that university settings have not always been the focus of scientific research.  It was only in the 1940s and 50s that most authors of scientific publications were affiliated with a university, and it was not until the late 1980s that universities began to dominate the research enterprise (Baker and Powell 2024: 37).  Linking research and education within the university makes sense because student learning is enhanced by the research enterprise. Students who study with active researchers learn the process of inquiry, which can lead to important skills—like lifelong learning—that prepares them to thrive amid fast-paced technological and scientific innovation. What is less widely appreciated is that undergraduate education has also facilitated research by supporting scientific infrastructure. Unfortunately, the synergy between research and teaching is already under stress, with declining public funding for undergraduate education and the long-predicted decrease in the number of college age Americans.

The second shift, toward international collaboration, is well known to alumni of the Alexander von Humboldt Foundation. Baker and Powell note that scientific progress has benefited from multi-country research teams and global collaboration. Such international collaborations are not new; indeed, Alexander von Humboldt himself was a member of multiple international learned societies that shared research results and information. But far more than in Humboldt’s time, today’s scientific inquiry is often spearheaded by multi-country teams like the IceCube Neutrino Collaboration, discussed in Baker and Powell’s book, which brings together researchers from over a dozen countries. International collaboration is increasing even in the social sciences, fields that in 1960 had been dominated by single investigator projects.

How exactly the proposed reductions in US government–sponsored research will impact international collaboration remains unclear. It is also too early to tell whether financial austerity policies at major research universities will have downstream consequences for international collaboration. But international collaboration has many sources of support that both predate the rise of global megascience and also do not solely rely on one country. This suggests that while recent events feel cataclysmic, there are other sources of support for the transnational scientific cooperation that can help the US scientific community. These sources can be found in networks and programs like those facilitated by the Alexander von Humboldt Foundation.

Given the current circumstances, now is the time to cultivate and deepen transnational connections with your counterparts across the Atlantic (and around the globe). It is also a great time to encourage junior scholars to develop more transnational connections by applying for Alexander von Humboldt Foundation fellowships. But we also need to strengthen our global scientific communities. In Humboldt’s day, scientific associations of independent researchers across countries played important roles in scientific endeavors beyond the communication of scientific findings and networks of knowledge.  Scientific societies worked hard to raise and disseminate funding for research and actively engaged both politicians and the public on the importance of scientific research. Although international collaborations cannot alleviate all the threats to science, global connections within the scientific community and transnational activism in support of science might dampen the precipitous changes that occur in any single nation.

 

Science Diplomacy Priorities for the United States 2025–2030

This perspective was originally published in Science & Diplomacy, available here.

New Frontiers in Science Diplomacy was written during a “golden age” of science diplomacy that lasted almost four decades following the US-China Science and Technology Agreement in 1979. That era has ended abruptly, and we are now witnessing dramatic changes in geopolitics combined with disruptions from the pandemic, rapid technological change, economic competition with tariffs and sanctions, climate change, uncontrolled migration, political polarization, and wars. For science diplomacy practitioners in the United States to contribute to overcoming these enormous challenges will require persistent effort, new strategies, and clear priorities.

My priorities for science diplomacy focus on advancing the US national interest, but many also serve the global interest and the worldwide advancement of science and technology (S&T). In attending to these priorities, American governmental and non-governmental organizations can play a critical role in restoring public trust in S&T as enablers of peace, prosperity, and security.

Advise on nuclear weapons arms control

Nuclear weapons are an existential threat for humanity and the planet. This new era with nuclear saber rattling and rejection of arms control treaties is as dangerous as the Cuban Missile Crisis in 1962. It is highly likely that nuclear weapon states, including the United States, will modernize and strengthen their nuclear arsenals and other advanced weapons to deter nuclear attack given new alliances of hostile nuclear states, the aggressive behavior of autocratic leaders, and the growth in the number of countries seeking nuclear weapons. Non-governmental security dialogues between American scientific experts and those in countries like China, Russia, Iran, and North Korea should be encouraged. They can help inform diplomatic negotiations as has occurred in the past.

Accelerate international scientific collaboration in fundamental research and attract STEM talent from around the world

If the United States is to remain the world leader in science, technology, and innovation, it must robustly fund its own research enterprise, collaborate internationally in fundamental scientific research, and attract smart, creative people for education, research, and innovation in the US. These attributes can be sustained with policies that set the right balance between openness and security in research.

Increase collaboration with allied nations on emerging technology

One benefit of this new era is greater political support among allied democracies for increased funding of collaboration and joint research in scientific fields relevant for emerging technologies. Specific areas for emphasis include AI for advancing fundamental science, joint research and development on critical technologies, science and security dialogues, and “tech-diplomacy.” While there are limits to cooperation even among allies due to economic competition and domestic political concerns, the emphasis on moving faster together to enhance collective security and diplomacy is a powerful stimulus for democratic governments.

Increase foresight analysis and dialogue

Discussions with many nations on the implications of rapid scientific and technological developments is vital to help realize potential benefits as well as to help mitigate potential threats coming from their applications, including misinformation, disruption, and warfare. Scientific communities can collaborate bilaterally and multilaterally on foresight analysis to better understand potential threats and benefits of advanced technologies. These collaborations can augment similar work carried out by government intelligence, security, and research funding agencies. While scientists cannot predict the future, the top experts in a field have a head start on envisioning what the future might bring.

Expand engagement with states in competition and conflict with the United States

It is necessary to engage scientific leaders in nations viewed as being in competition or conflict with the United States to advance areas of mutual benefit and to serve as important channels of communication. Maintaining ongoing dialogue between scientific leaders in the United States and China is especially important. Bilateral engagements by scientific, engineering, and medical academies and professional societies are now occurring. They address global challenges as well as the latest advances in scientific knowledge. Programs that enable future scientific leaders to interact are equally valuable.

Lead on science and technology for the Sustainable Development Goals (SDGs)

The United States should increase support for national and international action plans and roadmaps to use science, technology, and innovation to accelerate progress on all seventeen of the SDGs. Special attention should be given to those that have the greatest potential in the near-term to mitigate existential threats and reduce human suffering.  These include climate action, affordable clean energy, pandemic preparedness, and peace negotiations to aid civilians affected by conflicts and natural disasters. The national STI for SDGs roadmaps proposed by the UN Department of Economic and Social Affairs (UN-DESA) and under development by six pilot countries illustrate how roadmaps can stimulate action to realize aspirational goals. Other governmental and non-governmental organizations can use roadmaps to help develop consensus and make progress through concrete actions.

Increase support for emerging countries

US diplomacy would significantly benefit with more government funding to help emerging countries strengthen their national ecosystems for science, technology, innovation, science policy, science advising, and science diplomacy. Work carried out by international non-governmental organizations, like the International Network for Governmental Science Advice, the InterAcademy Partnership, and the International Science Council, as well as by some national governments, scientific institutions, and philanthropies, are making real contributions. The United States’ non-governmental scientific organizations are eager to do more. They are contributing as much as they can using mostly their own funds and fund-raising, as is the case with assisting Ukraine. More US government funding to support the US scientific community to strengthen science-policy-society interfaces around the world could help restore the reputation of US science diplomacy to the prominent level it achieved during the golden era.

Protect the global commons

Increasing global dialogues on the peaceful uses and management of increasingly contested international commons, including the atmosphere, outer space, polar regions, and oceans, are key areas for science diplomacy in the new era. More engagement of foreign ministries with scientific experts is necessary to build consensus on how to manage these areas for the benefit of all.

Empower diverse actors

The United States should encourage its scientific and engineering societies, non-governmental organizations, universities, civil society groups, subnational governments, and private companies to develop their own roadmaps and partnerships using science diplomacy to help advance their goals. International partnerships and roadmaps are an effective approach to stimulate public and private institutions to learn from similar institutions in other countries and to take actions together.

Epilogue

An important task for the future is how to empower the next generation of scientists and science diplomats with the tools of science diplomacy to help overcome the challenges of this new era. Increasing the collaboration of science communities with government actors and the number of scientifically trained people working in government is critical.

To learn more about my work, click here.

Humboldtians and the Changing Arctic

Humboldtians and the Changing Arctic

Betsy Baker (BUKA 1991)

Humboldtians work across diverse disciplines and geographies on cutting edge scientific and policy matters. Combining these varied approaches is precisely what will help expand our understanding of the multiple changes facing the Arctic in 2024 and beyond. Arctic amplification, which tops the list of those changes, refers to the Arctic warming three to four times faster than the rest of the world in recent decades. Arctic or polar amplification is a “robust fact” supported by observed measurements, climate models, and paleoclimate proxy records.

This essay aspires simply to 1) introduce a small number of issues associated with Arctic change and 2) prompt you to consider and share whether and how your work relates to it. Input from beyond the circle of Arctic science is especially welcome, as the field would benefit from viewing these challenges from a fresh perspective.

The cascading changes associated with Arctic warming have serious consequences for the world’s oceans, atmosphere, and ecosystems: from slowing ocean circulation and thawing permafrost to changed hydrology, terrestrial landscapes, and species habitats, to precarious energy and food security and increased access to an ice-diminished Arctic and its resources. The implications of these changes are not only scientific but cultural, socioeconomic, and geopolitical.

Over decades as a professor of international ocean and environmental law, I have been fortunate to work closely with natural and social scientists from around the world in seeking solutions to environmental and cultural challenges arising from Arctic change. On any given day, my inbox here in Alaska includes reports and inquiries ranging from indigenous knowledge and ecosystem expertise, to how changes in lipid content up and down the marine food web affect fish and marine mammal abundance, movement, and vitality, to diplomatic discussions on maritime boundaries in the Arctic, to the reduction of sulfur content in shipping fuel for improved air quality in coastal Arctic villages that abut increasingly busy shipping lanes. We worry about the breakdown in pan-Arctic scientific collaboration with—and the safety of—our Russian colleagues since Russia’s unprovoked further invasion of Ukraine, and the growing data gaps resulting from the inability to work across terrestrial borders and maritime boundaries in the Arctic. These are just a few of the many interconnected issues my colleagues and I work on.

In the dozen years that my own work has focused on the Arctic, the biggest and most promising change in the broader research community relates to Indigenous Knowledge. What began as a gradual shift from outright skepticism in the Western scientific community a decade ago is now widespread acknowledgment that Indigenous Knowledge provides essential insights and expertise for addressing Arctic issues. Indigenous colleagues and organizations have led the way with persistent advocacy and relationship building, consistently participating in scientific meetings and using platforms such as the Arctic Council, where they have formal participation rights, to demonstrate how critical their input is to informed Arctic policy. Today, most pan-Arctic research organizations and many governmental bodies have official policies to promote co-produced research that draws on Indigenous and other knowledge. A concrete and legally binding example from international law is the Central Arctic Ocean Fisheries Agreement. Groundbreaking in many other ways, it also includes Indigenous Knowledge holders in the body charged with developing the scientific program for the parties to the agreement.

To assist in preparing this essay, American Friends of AvH helped me identify fellow US-based Humboldtians who work on Arctic issues, including Dr. Julie Brigham-Grette, a distinguished arctic marine and terrestrial paleoclimatologist—and skilled climate communicator—who chaired the US National Academies Polar Research Board for many years. Piper Foster Wilder, a sister German Chancellor Fellowship alumna, is founder and CEO of 60Hertz, whose software streamlines the maintenance of energy assets, especially for the microgrids that are essential in a state like Alaska that has no centralized power grid, let alone roads to connect most of our villages. Several other Humboldtians working on issues relevant to, even if not directly based in the Arctic, are associated with one of the world’s premier polar research institutes known as AWI: the Alfred-Wegener-Institut für Polar- und Meeresforschung in Potsdam, Germany. AWI’s now aging research icebreaker, the R/V Polarstern was the backbone of MOSAiC, a historic multi-year research program in the Arctic Ocean that for the first time gathered ship-borne observations year-round, even in the relentlessly dark polar winter.  The work of Humboldtian Dr. Alexandra Jahn, who directs the Polar and Paleoclimate modeling group at the University of Colorado, and participates in the multinational ship based Synoptic Arctic Survey, returns us to the starting point of this essay: both modeling and paleoclimatology confirm the existence of Arctic amplification.

If this short excursion through a sampling of challenges arising from Arctic change taps into your interests, or omits you or other Humboldtians in the field, please contact me to consider how we might amplify our knowledge in service of addressing those challenges.

Alexander von Humboldt as an Early Advocate of Science Diplomacy

My name is Sandra Rebok. I am a historian and began my career with my research on Alexander von Humboldt almost 30 years ago. My long experience in Humboldtian scholarship started as a student in Paris; from there I followed Humboldt’s path to Madrid, while drawing my attention to his ties to Spain. This research then took me to many of the places Humboldt himself visited on his American expedition (1799-1804), from the Canary Islands to Washington and Philadelphia, where he ended his five-year expedition, and where the focus of my work now turned to his connection to the young republic of the United States, and its third President, Thomas Jefferson, in particular. During all these years I have been fascinated by Humboldt’s thoughtful, balanced, and knowledgeable analysis of the different worlds he experienced, even if this included a critical eye, based on both his own observations and the readings of the work of others. It is his ability to describe the causes and consequences of the situations he observed in a rather scientific manner, beyond dogmata or the ideological currents of his time, and to foresee future developments, along with recommendations know how to promote or else mitigate them. Currently, I continue my research in California—the place where Humboldt never actually happened to set foot on, although he expressed this desire to do so from the very beginning of his expedition.

Today, however, our approaches to Humboldt do not seem to always follow his own example—they sometimes relate more to what we want to see in the famous Prussian. A rather delicate topic where this can be observed is Humboldt’s nearness to political circles, which has indeed led to an array of criticism and misinterpretations: while some saw him as ideological leader of the independence movement in Spanish America, others took him as being yet another colonial explorer; while some interpretations saw in him an agent for the Spanish Crown, others criticize him for acting as a spy for Thomas Jefferson’s cabinet. If we like to better understand the ways he navigated through the rough seas of diplomacy and strategy though, it might be helpful to look at it through the lenses of science diplomacy, a concept that recently is getting much attention: Humboldt knew that he needed to go beyond discussions within scholarly circles, if he sought to turn his science into applicable knowledge and connect with the needs of society. To this aim he had to reach out to the political power and further scientific and technological progress through a skillful connection of both worlds. And vice versa, Humboldt needed to be willing to advance diplomatic objectives through the universal world of science. In doing so he served as a science adviser for foreign policy objectives to the Prussian crown, he actively established contact with politicians to facilitate international scientific cooperation and create large-scale science projects. In other words, Humboldt was in a position to passionately make things happen, by connecting people, ideas, and nations.

With his outstanding social skills, Humboldt was indeed the ideal science diplomat: he was frequently described as extremely charismatic, a blessed character with great charm. He tended to be at the center of all social gatherings he attended, where he entertained other guests with his wealth of knowledge and his farsighted analysis. This is where he was at his best: as a catalyst for developments, as a source of inspiration or model to follow for others, and in a position that connected the concerns of different worlds. This is a point where he can serve as a source of inspiration for us today.

Chancellor Scholz Embarks on a Zeitenwende: Germany Breaks with the Past

German Chancellor Olaf Scholz had been in office just short of three months when he called for a fundamental shift in German foreign and security policy, a change that would move Germany away from its post-World War II pacifistic leanings. This Zeitenwende* was prompted by the Russian invasion of Ukraine, with Germany adopting a more realistic approach to the Russian threat, reinforcing its allied institutions and relationships, and reconstructing the Bundeswehr to meet the new threats to the democratic order in Ukraine and Europe.

The ramifications of the Zeitenwende are substantial and move Germany away from the “structural pacifism” that had been a key component of German political culture—in its approach to military decisions, political positions, and budget/economic allocation across traditional parties. Pacifism permeated German society until the pivotal 1994 major decision by the Karlsruhe Constitutional Court to lift the German interpretation on the use the armed forces beyond NATO boundaries. The first conflict outside of NATO Europe that Germany participated in was when Tornados flew in support of Kosovo independence. The Green Party, in particular Foreign Minister Joschka Fischer, made this possible by declaring that a lesson from World War II is not “Nie wieder Krieg” but “Nie wieder Auschwitz.” [Not “never again war,” but “never again Auschwitz.”] In 2003 Germany stepped outside European territorial borders for the first time and joined the international coalition in Afghanistan in the War on Terror against the al-Qaeda terrorists who had attacked the World Trade Center, Pentagon, and caused a third plane to crash in Pennsylvania. With annual Parliamentary approval, the German Bundeswehr remained in Afghanistan throughout the conflict and until 2015 when coalition forces assumed an advisory role. Those forces remained even as many others departed until the mass evacuation of all remaining forces began in August 2021.

This is not to ignore earlier shifts at official levels. For example, the Russian annexation of Crimea in 2014 signaled a turn in official attitudes toward Putin. German President Joachim Gauck and Defense Minister Ursula von der Leyen gave speeches at the Munich Security Conference calling for Germany to assume greater responsibility internationally. Foreign Minister Frank Walter Steinmeier reached out domestically using the web to reach the younger generations and broad public. Although Chancellor Merkel did not publicly echo their remarks, the general tenor of official sentiment had begun to shift, albeit often unexpectedly. While participating in Afghanistan, Germany did not participate with the US force in Iraq in 2003 or in NATO’s operation in Libya 2011.

The Zeitenwende represents a number of challenges for Germany—three of the most pressing are global, regional, and operational. Whether Scholz would have given his February speech to the Bundestag without Putin’s invasion of Ukraine three days earlier is debatable, but the speech was crystal clear—Germany would support Ukraine and those NATO members and allies in defending against an invasion. There was no question about his conviction that the attack by Russia on Ukraine required Germany to reconfigure its relations with Russia, particularly in the energy sector, where the Germans were in danger of becoming energy dependent on the Nord Stream pipelines, including after the Nord Stream 1 “repair” that began in mid-July. In spite of many who insisted that Nord Stream 1 might not even resume deliveries thereafter, it did so, albeit at only 40% and at this point has dropped to a mere 20% of past capacity. As of this writing, it remains highly unlikely also that Nord Stream 2 will even be activated. The public debate over the impact for the coming German winter has been considerable across family dinner tables and has even grown fierce among experts and professionals over the expected economic costs by winter. Only days after Nord Stream 1 reopened, Russia’s Gazprom announced the need for additional technical repairs to one or more turbines.

A Black Sea grain agreement, negotiated in Istanbul by UN Secretary-General Antonio Guterres with the assistance of Turkey, appeared to offer relief from the Russian Black Sea blockade on shipments of globally needed Ukrainian grain, particularly to regions in the Middle East and Africa. The agreement appeared to be a successful step forward in reversing dwindling grain supplies. But unexpectedly thereafter, Odesa was presumably hit with Russian missiles, an action indicating the difficulties of dealing with Russia. In this time frame, Foreign Minister Sergei Lavrov joined President Putin and others in underlining Russian intentions to annex larger areas in the war. Germany is now resolved to wean itself off Russian gas/energy resources, enforce existing sanctions, ban many Russian natural resources and steel trade, and even take sharp measures that could impact populations, not only in Germany but around the globe.

Second, while former finance minister Scholz’s demeanor is typically cautious—often raising criticism from the German and European publics—his decisions and follow-up have become significant in German contributions to Ukraine’s defense against Russia. Germany is solidly behind the NATO decision not to introduce troops on the ground given the chance of heightening the conflict with Russia. Furthermore, the Chancellor has made clear the importance of assisting the NATO alliance in its efforts to halt Russian attacks and reassure Ukraine of allied unity with equipment and funding assistance. In addition, Scholz joined the French, Italian, and Romanian heads of state to support Ukrainian (and Moldovan) candidacy for EU membership. This would begin the EU accession process and subsequent long-term benefits that come with membership. Most recently, at the conclusion of the G7 summit in southern Germany, host Olaf Scholz announced plans for the group to explore with the European Commission a future Marshall Plan similar to the successful plan provided to Germany after World War II, a move that could unify international as well as European institutions after the conflict.

In a third shift, the increasingly poor quality of the Bundeswehr has underscored a growing threat to Germany’s ability to defend itself and its allies if attacked (NATO, Article 5). As the conflict in Ukraine has intensified a sense of threat from the East, Scholz has—despite being seen to be slow to act, but determined—fulfilled his promises to Ukraine. As Russia has moved into the Donbas and Odesa regions (potentially even broaching Moldova), threatened nuclear use, and strengthened Russian forces on the ground and in the Black Sea, the Chancellor asserted that the military equipment Germany is sending would be able to “to protect an entire major city from Russian air attacks.” 

In accordance with this newly announced Zeitenwende for Germany, Scholz has pledged Euro 100B ($106B—in the form of a special investment fund specifically for a modernization of the Bundeswehr) and will now meet the NATO 2014 summit pledge in Wales of a 2% or higher percent of GDP allocated to defense spending. The short-term financial consequences have raised sharp public debate over moving from light to “heavy” weapons and equipment, including 15+ million rounds of ammunition, 100,000 grenades, and over 5,000 anti-tank mines. Initial Panzerhaubitze 2000 (“heavy” equipment) arrived the end of June, as Germany announced it would supply Ukraine with IRIS-T air defense systems as well as tracking radar that can detect mortars and Howitzers. The latter have proven highly lethal to Ukrainian civilians as well as the military. HIMARS—High Mobility Artillery Rocket Systems—are planned by German defense for Ukraine to reinforce these earlier deliveries. On July 18, Germany delivered the first three Gepard (“Cheetah”) anti-aircraft tanks to Ukraine—three months after they were promised—and was encouraged to accelerate future deliveries despite worries about Putin’s reaction. Scholz was criticized for the long delay. At its recent summit, the Alliance expanded the NATO Response Force (NRF) from 40,000 to 300,000, to which the Bundeswehr will contribute 15,000 (with 3-5000 German troops stationed in Lithuania). These force increases are expected to be difficult to raise and train in the necessary time frame, not to mention equipping the expanded force to meet the even short-term, not to mention long-term needs.

In sum, over the past five months, Chancellor Scholz has demonstrated the gradual, but new direction on which he has embarked. His efforts not only reflect a dramatic shift in German-Russian security, economic, and political relations, but they also have potential impact on the stability of democratic regimes in Europe and beyond. The challenge will be substantial, but as he commented in his Bundestag speech held in special session last February: “We will have to invest more in the security of our country to protect our freedom and democracy. This is a major national undertaking.” 

* Zeitenwende has been variously translated as “watershed,” “historical turning point,” and numerous other terms in the literature.

 Gale A. Mattox is a member of the Board of Directors of American Friends of AvH and directs the Foreign & Security Policy Program at the American Institute for Contemporary German Studies. This essay does not reflect the views of any governmental or organizational affiliation held by the author.

Undergraduate Research: Preparing Future Leaders

The Alexander von Humboldt Foundation is known for its generous support for research, undertaken by scholars at the very pinnacle of their disciplines, at top universities and research institutes across the globe. Such research has led to treatments for deadly diseases, methods to address climate change, policies to combat social inequality, as well as interventions in many other acute problems facing humanity. Research at this level is of great value to society, and the Foundation’s resources are wisely spent. But it is also worth stepping back to think about the value of research conducted at the lowest levels of the university hierarchy: undergraduate research.

At Amherst College, where I serve as Provost and Dean of the Faculty, promoting undergraduate research is one of our top priorities. Amherst College, one of the premier liberal arts colleges in the United States, enrolls approximately 1850 undergraduates. We do not have graduate students. We have almost no post- doctoral researchers (a few science professors use external funding to hire post- docs), and only a very few lab or other technicians. Put otherwise, there is virtually none of the personnel associated with big science or other teams working on large- scale, cutting-edge research questions. Similarly, with one small exception, the college has no research centers focused on social policy or area studies characteristic of research universities. And yet we invest millions of dollars every year into funding undergraduate research opportunities. Moreover, many faculty members devote considerable time to mentoring research students. Why, you might ask, is an undergraduate institution providing so many resources to research experiences for its students?

While pursuing knowledge for knowledge’s sake is an excellent educational ideal, most research on campus has more practical purposes. Undergraduate research supports professors’ projects; many of the papers published by our science faculty include student co-authors. Similarly, faculty-led undergraduate research in the humanities and social sciences has resulted in co-authored books and articles published in peer-reviewed venues. The college also provides funding to small numbers of recent graduates so that they can revise their senior honors work for submission to scholarly publications. For students planning to pursue an academic career, research experiences—especially peer-reviewed scholarly publications—are invaluable in the graduate school application process. Moreover, two decades ago, the chemist and Nobel Prize laureate Thomas R. Cech showed that the research training received at liberal arts colleges led to an overrepresentation of such students in the ranks of research scientists. These are all terrific outcomes for students doing undergraduate research. But they are not the primary reason for why we focus so heavily on supporting it.

Instead, we believe that research experience offers unparalleled educational benefits: skills developed in the research process are precisely those skills that will benefit students in any line of work. Research begins with identifying a worthy problem. There are so many topics than can be researched, but why is one issue more important, more pressing than another? How does one know why one research project is more important than another? Researchers must be discerning— and then must be persuasive about why their topics should be addressed.

Research also involves posing open-ended questions. A good research problem has no potted or clear-cut “right” answer. Student researchers, like their older counterparts, can easily find themselves pursuing lines of inquiry that turn out to be dead ends. When that happens, they must come up with alternative paths of inquiry; this process takes grit, determination, patience, and creativity. Research also often fosters interdisciplinary thinking. Good researchers do not place boundaries on inquiry; drawing from different perspectives may illuminate a problem in ways not seen previously. Research fosters flexible, critical thinking skills, as well as personal qualities needed for problem solving.

Beyond critical thinking, student researchers hone their presentation skills. Like more seasoned researchers, undergraduates in every discipline have to write about what they find precisely and persuasively, and often even eloquently. At Amherst College, research students are trained in public speaking so that they can orally present their research findings at student conferences or poster sessions. Students also learn to present their research in visually attractive ways; they thus learn computer design and other visual tools so that their research can better capture an audience’s attention.

Research may involve working in teams. While this is particularly true in the sciences, at Amherst we have had student research teams in the humanities and social science disciplines. Ideally, those teams are a heterogeneous group with regard to identities—race, ethnicity, gender, sexuality, and so on. In science labs, students across class years also work together; more advanced students train younger students in lab techniques. It is often said that the best, most productive teams involve individuals with different identities who thus each bring different lenses to a problem. Listening, understanding, and questioning respectfully are skills that must be learned. So, too, is negotiation around who will do what for the team. In our world, students who have developed the skills of working across differences will be that much more valuable in the workplace.

There are a number of other, less tangible but exceedingly important benefits of undergraduate student research. The literature on student success in college suggests the importance of “belonging,” especially for low-income, first-generation, or otherwise often marginalized communities of students. Even one strong relationship with a faculty or staff member can have an immeasurable impact on their success in college. How better to foster this result than to have students working directly with a faculty member on research, the heart of the academic mission? Similarly, forging friendships with other students greatly improves the college experience. Friendships developed during shared research experiences— just as those that occur through participation in sports teams or volunteer activities —often endure. Indeed, bonding over shared intellectual passions provides a strong basis for continuing friendship, especially in cases when there are otherwise overt identity differences.

And finally, when students do research, they own it. No one else knows the subject as they do, no one else can speak about it the way they can. Engaging in research makes students “experts.” The confidence and self-knowledge gained from achieving this is often palpable; students mature through the research process. That, in turn, leads to all sorts of benefits, not the least of which is that students always have a ready-made topic for conversation or for a job interview. “So tell me,” the interviewer asks, “about this research that you have listed on your CV….”

Faculty and others who are in a position to offer undergraduate research opportunities should consider how they can strengthen those experiences. You might assign a research project in a regular undergraduate course, or offer a research methods course. You might encourage senior thesis writing. Hire undergraduates—or more undergraduates—to work in your lab or join your research team. Work with your administration to create cohort-based programs that prepare students for research. Advocate for more funding for research opportunities, not least by offering to speak with donors about the importance of undergraduate research.

Most of all, we should all take pride in leading efforts to support undergraduate research. No doubt it has its challenges—it demands a special kind of teaching and commitment. But its rewards are great. By investing in undergraduate research we are strengthening the capacity of the next generation to be effective problem solvers in society.